Specialist qualification

Award in Supervising in a Regulated Environment (AwSRE®)

A single module Award designed to provide supervisors with the skills required to excel in providing advice on regulated sales and to maintain compliant operations. 

About the qualification

AwSRE improves knowledge and understanding of the role of the supervisor within the regulated environment through focusing on the core knowledge required in these roles. The single module covers the topics of FCA Training & Competence Rules (T&C), staff competency, leadership and motivation and employment law and how to apply these in a practical setting. Completion of the Award demonstrates commitment to career progression and provides a pathway for students who are interested in achieving achieve the full Certificate in Supervising in a Regulated Environment. 

The Award in Supervising in a Regulated Environment is a Level 3 qualification registered with Ofqual in the Regulated Qualification Framework (RQF).

Key facts

  • Registration is open year-round
  • Comprehensive study materials are provided
  • Multiple-choice exam assessment 
  • On-demand exams in over 150 nationwide locations with same day results
  • Upon completion, you are able to use the ‘AwSRE' designation after your name
CPQ Blue Testimonial
As a head of risk & compliance, I wanted a qualification that reinforced my other seven compliance qualifications due to its wide content and application across most industries. I found the course material very useful in learning and in practice, and have used the principles I have learnt to assist with training junior staff, which have been very welcomed. I liked the clear and useful course approach and am hence now also undertaking further qualifications with The London Institute of Banking & Finance to assist with my learning. Barry Holmes - Head of Risk & Compliance

Units

AwSRE consists of one core module. 

Module 1 - Supervising in a Regulated Environment (SRE)

H/506/9119

The role of the supervisor in a regulated environment, including the Training and Competence rules (T&C) and their impact on supervisors and the staff they supervise. 

 

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Studying

Online access to study texts is available immediately after registration has been completed and hard copies will also be provided. The study text contains review questions and activities to support your learning. 

60 study hours are recommended.
 

Assessment

Assessment is through a one and a half hour objective exam comprising 75 multiple-choice questions. The exam can be taken at over 150 Pearson VUE centres nationwide with the result provided on the day.

View information on examination booking and venues
 

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Looking for further information

Contact

For registration and other enquiries please contact Student and Customer Services on +44 (0)12 2781 8609.

FAQs