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We aim to help you advance your career with our lectures, panel discussions, conferences, breakfast briefings and networking events. We offer you exclusive access to thought leaders around the world and fantastic opportunities to network with others in your field. Sign up and stay on top of the latest trends, tactics and solutions in the banking and financial services industry.


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Get up-to-date information relating to Coronavirus.

Some of our events are being rescheduled but many of our upcoming events are now taking place as webinars.
Please see the listing below.

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Financial Adviser Webinar

What will the introduction of Certification and Conduct Rules mean for me?

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Speaker(s):
Julie Pardy, Director of Regulation and Market Engagement, Worksmart

As the regulatory agenda continues to focus on culture and employee competence, this insightful webinar will walk individuals and firms through a myriad of considerations.

From the challenge of identifying competence measures across multiple roles to implementing and managing a robust, consistent and evidential process for Certification, the Worksmart team will be challenging individuals to consider what this means both at a personal and corporate level.

Add into the mix the new Tier 1 and Tier 2 Conduct Rules and the rising considerations around non-financial misconduct, then we have the ideal ingredients for a lively discussion.

Speaker(s):
Julie Pardy, Director of Regulation and Market Engagement, Worksmart

Julie has more than 30 years' experience in financial services, all of which has been gained within the banking, insurance and advice/wealth sector.
Julie has held senior roles across sales, compliance, operations, and training and competence. For the last third of her career, she has acted as a consultant to the industry.

As a partner at the regulatory training and consultancy firm FSTP for over four years, Julie led on projects covering the approved persons regime, culture, senior management responsibilities, regulatory interview preparation, S166 remediation projects, training and competence, conduct risk and treating customers fairly to name but a few. Since then Julie had led on regulatory matters impacting Worksmart and it's customer base. Heavily focused on Governance, SMCR, employee competence and the wider issue of organisational culture over the last few years. Julie brings a wealth of diverse insights for firms and individuals alike.

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The London Institute of Banking & Finance event - What will the introduction of Certification and Conduct Rules mean for me?


Dear ,

saw this event and thought you may be interested...
Event title: What will the introduction of Certification and Conduct Rules mean for me?
Start date: Thursday 4 June 2020
Pricing: This webinar is free to attend.
Speaker(s): Julie Pardy, Director of Regulation and Market Engagement, Worksmart
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