What will the introduction of Certification and Conduct Rules mean for me?
08 June, 2020LIBF Webinar
This insightful webinar walked individuals and firms through a myriad of considerations.
From the challenge of identifying competence measures across multiple roles to implementing and managing a robust, consistent and evidential process for Certification, the Worksmart team challenged individuals to consider what this means both at a personal and corporate level.
Add into the mix the new Tier 1 and Tier 2 Conduct Rules and the rising considerations around non-financial misconduct, then we have the ideal ingredients for a lively discussion.
Julie Pardy, Director of Regulation and Market Engagement, Worksmart