What will the introduction of Certification and Conduct Rules mean for me?
08 June, 2020LIBF Webinar
As the regulatory agenda continues to focus on culture and employee competence, this insightful webinar will walk individuals and firms through a myriad of considerations.
From the challenge of identifying competence measures across multiple roles to implementing and managing a robust, consistent and evidential process for Certification, the Worksmart team will be challenging individuals to consider what this means both at a personal and corporate level.
Add into the mix the new Tier 1 and Tier 2 Conduct Rules and the rising considerations around non-financial misconduct, then we have the ideal ingredients for a lively discussion.
Julie Pardy, Director of Regulation and Market Engagement, Worksmart